group_fqcd_jr/docs/evidence/20260918-t2c-compliance-seed.json

{
  "artifact": "t2c-compliance-seed",
  "generated_at": "2026-09-18T11:03:22.953999+00:00",
  "date_local": "2026-09-18",
  "purpose": "D2.1 本轮：合规层种子重跑（消掉 4 项红测试）+ 品牌面残留修正（挖出一处事故级双品牌）",
  "trigger": "用户 2026-09-18「继续」——上轮汇报建议：合规种子重跑可一次消掉剩余 6 项失败里的 4 项，且 agent_reply_template 0 行意味着治理层取不到 6 类固定话术",
  "compliance_seed": {
    "script": "tools/seed_compliance_baseline.py",
    "idempotent_by": [
      "agent_negative_word.rule_code",
      "agent_reply_template.template_code+version"
    ],
    "before": {
      "active_rules": 0,
      "total_rules": 0,
      "active_templates": 0,
      "total_templates": 0
    },
    "after": {
      "active_rules": 11,
      "active_templates": 6,
      "scenes": 6
    },
    "governance_read_predicate": "status='active' AND reviewer_id IS NOT NULL AND reviewed_at IS NOT NULL（与 governance.py 逐字一致）",
    "brand_data_already_fixed": "TPL_TRANSFER_HUMAN / TPL_SYSTEM_BUSY 热线已为 400-889-8899（每日 7:00—22:00），无旧号 15936583816",
    "verify_output": "verified: 11 active rules (含 7 个零容忍词), 6 active templates covering 6 scenes"
  },
  "test_delta": {
    "test_compliance_seed_mysql.py": "4 failed -> 4 passed",
    "pytest_full": "6 failed / 1501 passed / 2 skipped -> 2 failed / 1505 passed / 2 skipped",
    "remaining_two": [
      "tests/integration/test_profile_snapshot_current_invariant_mysql.py::test_profile_rebuild_then_candidate_approval_keeps_current_snapshot_invariant",
      "tests/integration/test_worker_runtime_mysql.py::test_http_accept_worker_commit_query_and_repeat[False]"
    ],
    "new_failures": 0
  },
  "brand_residue": {
    "incident": {
      "file": "app/service/agent/implementations/customer_service.py",
      "line_before": 169,
      "value_before": "COMPANY = \"南方财富\"",
      "conflict_with": "app/core/customer_service_rules.py:41 COMPANY = \"南方基金\"",
      "consequence": "同一个客服两种自称：闲聊提示词（发布配置 + 代码默认值同源）称「南方财富」，业务话术称「南方基金」；该文本还被写进发布配置，运行期覆盖代码默认值",
      "fix": "按该文件自己写明的『常量各写一份就一定会漂移』原则，改为从 app.core.customer_service_rules 转发 COMPANY（删掉第二份定义）"
    },
    "prompt_rows_fixed": {
      "table": "prompt_template_version",
      "rows": [
        "id=1 release=57 v=1",
        "id=2 release=58 v=2"
      ],
      "before": "你是南方财富的智能客服助手。…",
      "after": "与 DEFAULT_CHITCHAT_SYSTEM 逐字一致（南方基金）",
      "why_in_place_not_new_version": "RuntimeConfigService.prompt() 没有 ORDER BY；同一 (release_id, prompt_code, task_type, agent_type) 若并存两行，session.scalar() 取哪一行不确定 ⇒ 新增 v3 会变成『提示词随机生效』的静默故障。故原地修正唯一命中行并重算 checksum（checksum 对提示词行仅信息性：运行期不校验，_validate_release 只校验 platform_config_item）",
      "runtime_verify": "load_active_prompt(customer_service_chitchat, chat, customer_service) -> release=58 v=2，品牌正确=True"
    },
    "full_db_scan": {
      "method": "information_schema 取全部 char/varchar/text 列，逐列 LIKE 五个标记：南方财富 / 南方科技 / 15936583816 / nanfangwm / nanfangtech",
      "hits": [
        {
          "table": "prompt_template_version.system_prompt",
          "rows": 2,
          "marker": "南方财富",
          "reachable": true,
          "status": "已修"
        },
        {
          "table": "fin_knowledge_meta.content_text",
          "rows": 11,
          "marker": "15936583816",
          "reachable": false,
          "why": "含旧号的 11 行 status=active/review_status=published，但唯一消费方 KnowledgeMysqlAuthority 全仓无生产调用方（死代码，仅 tests/unit/service/test_knowledge_authority.py 引用）；客服回答链路的词法召回走 Milvus，不读该表"
        },
        {
          "table": "episodes.summary",
          "rows": 15,
          "marker": "15936583816",
          "reachable": false,
          "why": "历史长记忆摘要；长记忆当前未接运行期"
        },
        {
          "table": "conversation_message.content",
          "rows": 13,
          "marker": "15936583816",
          "reachable": false,
          "why": "历史会话正文；输出侧脱敏会把 13x 号段掩码，不会回显"
        }
      ]
    },
    "frontend_pending": {
      "task": "乙-26 / D1.4 §G-02 + §G-05",
      "scope": "app/static/portal/** 24 文件 + 风控 5 处仍为「南方财富」",
      "status": "用户 2026-09-18 已批复『改』并建议升 P1；本轮未执行（属演示面 T4）"
    }
  },
  "gates": {
    "pytest": "2 failed / 1505 passed / 2 skipped",
    "ruff": "22 errors（与 T0 基线同数，无新增）",
    "mypy": "3 errors（同上）",
    "check_authoritative_docs": "checked 50 documents, no number collision",
    "audit_schema": "schema audit passed: 89 business tables"
  },
  "open_decisions": [
    {
      "id": "C-05-落点",
      "question": "C-05 三类词（收益比较/稀缺性/费率误导）写到哪里？",
      "constraint": "D2.1 §1.4 D-a 与 C-05 DoD 写『不改任何 .py』；但三类词在 tools/seed_compliance_baseline.py 中并不存在，而它是唯一可复现的装载器（管理端 negative-word-rules 通道只建 draft，需审核才 active）",
      "option_a": "改种子脚本增行（单点可复现、与 D-b 热线数据同源、verify() 自动覆盖自绊）；代价：需把 DoD 的『不改任何 .py』登记为『不改 app/** 与底座 .py』",
      "option_b": "另存非 .py 的种子数据 + 口径说明（严格字面满足）；代价：出现第二份种子，新环境漏跑即静默缺失",
      "recommendation": "甲案（改种子脚本）"
    },
    {
      "id": "乙-26-提前",
      "question": "前端 24 文件 + 风控 5 处品牌面是否提前到本批量一起改？",
      "recommendation": "可以提前（机械替换、D1.4 已定位到行；评审肉眼可见）"
    }
  ],
  "honesty": [
    "C-05 三类词尚未写入：等用户对落点拍板（本步只跑了既有 11 条种子）",
    "C-06 双向验证（红队 5 条诱导问法 / 反例守卫 / 访客推介边界）本轮未执行",
    "E2 计算型出口、E4 证据约束生成 仍未实现"
  ],
  "docs_writeback": [
    "开发文档/D1.6 §4.11",
    "客服agent/D2.1 v5.8"
  ]
}