GaoYiYuan_0626
b411d5a087
① PRD §2.5.3 修订：删「易方达 ETF 场外取整数位」（无证据且有反证，真实整数位载体为场内），改记「2 位主流 + 舍去型真实存在」，版本块加注记 ② rounding_mode=truncate 消费接入（用户拍板补做）： - core_ro.get_share_rounding = 位数+模式回退链单点（规则行 → core_product → 默认 2/half_up，mode 白名单读取即校验，get_share_digits 转薄包装） - calc.product_round/in_qty 加 mode 参数（truncate → ROUND_DOWN） - 确认段 + 申购折算两处透传；载体 09-seed-org.sql ⑦ 段 PROD-005828（product 层回退，零转换场景引用） - 测试 +7（842→849）：calc 4 + 确认段 2（truncate 34945.53 vs half_up .54 分化 + 回退链遮蔽语义）+ 申购段 1 - 突变：两调用点同拆 mode 透传 → 2 红，还原绿；真库 9/9（seed 新增 ⑫ 载体在位断言） ③ R-12 口径裁定追认定稿：条目回写开发计划（NULL 不参与 A/C 判定 / 同类走一般转换规则） 审核教训留痕：PRD 独立 AI 三轮审查未抓出外部事实断言无出处 —— 联网核实铁律再添例证 文档：开发计划 T-14 开口闭环段 + 基线 849 · 日志新节 · TODO/MEMORY/AGENTS/交接文档开口清零
364 lines
16 KiB
Python
364 lines
16 KiB
Python
"""T-1 验证脚本：用 pymysql 复刻 `scripts/core/reset.ps1` 的 SQL 部分并跑 DoD 断言。
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背景：本机 `mysql` 客户端不在 PATH，且 reset.ps1 用 `mysql -p`（交互式密码），
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无法在非交互环境直接跑。本脚本用 pymysql 执行**同一组 SQL 文件**（00~09），
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再对 T-1 的三条 DoD 判定阈值逐条断言，做到「判定阈值明确、非人工目测」。
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用法：
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python scripts/dev/verify_convert_seed.py # 重建 jinrong_core + 恢复演示态 + 全部断言
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python scripts/dev/verify_convert_seed.py --no-reset # 只跑断言（库已就绪时）
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注意 1：会 DROP DATABASE jinrong_core 并重建 —— 该库是 Core 模拟底座，本就设计为可重置
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（与 reset.ps1 行为一致）。**不触碰 jinrong_agent**。
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注意 2：重建后会自动补跑 `scripts/demo/prepare_risk_demo.sql`（reset 的既定伴随步骤）——
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不做的话 `03-seed-customers.sql` 写死的风评有效期会让真库集成模块整体 skip
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（实测 516 → 505 passed）。
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"""
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from __future__ import annotations
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import argparse
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import re
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import sys
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from datetime import date
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from pathlib import Path
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import pymysql
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ROOT = Path(__file__).resolve().parents[2]
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sys.path.insert(0, str(ROOT))
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from app.config.settings import settings # noqa: E402
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CORE_DIR = ROOT / "scripts" / "core"
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SQL_FILES = [
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"00-create-database.sql",
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"01-ddl.sql",
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"02-seed-base.sql",
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"03-seed-customers.sql",
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"04-seed-holdings.sql",
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"05-seed-trades.sql",
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"06-seed-nav.sql",
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"07-seed-fee-rule.sql",
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"08-seed-share-lot.sql",
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"09-seed-org.sql",
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"10-seed-trade-calendar.sql",
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"11-seed-share-rule.sql",
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]
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# 档位覆盖参照日：与该批种子中 as_of / 净值日一致（2026-09-04）
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AS_OF = date(2026, 9, 4)
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BANDS = [(0, 7, "0.0150"), (7, 30, "0.0100"), (30, 180, "0.0050"), (180, 365, "0.0025"), (365, None, "0.0000")]
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def split_statements(sql: str) -> list[str]:
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"""剥离 `--` 整行注释后按分号切分。种子文件均无存储过程/触发器，可安全切分。"""
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body = "\n".join(ln for ln in sql.splitlines() if not ln.strip().startswith("--"))
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return [s.strip() for s in body.split(";") if s.strip()]
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def connect(with_db: bool = False) -> pymysql.connections.Connection:
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return pymysql.connect(
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host=settings.mysql_host,
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port=settings.mysql_port,
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user=settings.mysql_user,
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password=settings.mysql_password,
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database=settings.mysql_core_database if with_db else None,
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charset="utf8mb4",
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autocommit=True,
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)
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def reset_core() -> None:
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with connect() as conn, conn.cursor() as cur:
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cur.execute(f"DROP DATABASE IF EXISTS `{settings.mysql_core_database}`")
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print(f" DROP DATABASE {settings.mysql_core_database}")
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for name in SQL_FILES:
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path = CORE_DIR / name
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for stmt in split_statements(path.read_text(encoding="utf-8")):
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cur.execute(stmt)
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print(f" ✓ {name}")
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def run_demo_prepare() -> None:
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"""把演示态刷回去（风评有效期）。
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重建 jinrong_core 会让 `03-seed-customers.sql` 写死的风评有效期回到「已过期」状态，
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于是 `tests/conftest.py::ensure_risk_demo_ready` 判定演示数据未就位，
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**整个真库集成模块被 skip**（实测 516 → 505 passed）。这是 reset 的既定伴随步骤
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（演示 SOP §2），reset.ps1 因不含 agent 库步骤而未内置，本脚本补上。
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"""
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path = ROOT / "scripts" / "demo" / "prepare_risk_demo.sql"
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with connect(with_db=True) as conn, conn.cursor() as cur:
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for stmt in split_statements(path.read_text(encoding="utf-8")):
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cur.execute(stmt)
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print(" ✓ prepare_risk_demo.sql（演示客户风评刷为「剩余 275 天」）")
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def band_of(hold_days: int) -> str:
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for lo, hi, rate in BANDS:
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if hold_days >= lo and (hi is None or hold_days < hi):
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return rate
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return "?"
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def run_assertions() -> bool:
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ok = True
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with connect(with_db=True) as conn, conn.cursor() as cur:
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# ---- DoD ① 赎回费 5 档，且每只产品各 5 档 ----
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cur.execute("SELECT COUNT(DISTINCT min_hold_days) FROM core_fee_rule WHERE fee_type='redeem'")
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n_bands = cur.fetchone()[0]
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cur.execute(
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"SELECT product_id, COUNT(*) FROM core_fee_rule WHERE fee_type='redeem' "
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"GROUP BY product_id HAVING COUNT(*) <> 5"
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)
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uneven = cur.fetchall()
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cur.execute("SELECT COUNT(*), COUNT(DISTINCT product_id) FROM core_fee_rule WHERE fee_type='redeem'")
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total_rows, n_products = cur.fetchone()
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p1 = n_bands == 5 and not uneven
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print(f"\n① 赎回费档位：DISTINCT min_hold_days={n_bands}（期望 5）· "
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f"{n_products} 只产品 × {total_rows // max(n_products, 1)} 档 · 非 5 档产品={uneven or '无'}")
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if not p1:
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print(" ✗ 不满足 5 档 / 每产品 5 档")
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ok &= p1
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# ---- DoD ② Σ remain_qty 逐行等于 core_holding.qty ----
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cur.execute(
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"""
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SELECT h.customer_id, h.product_id, h.qty, COALESCE(SUM(l.remain_qty), 0) AS lot_sum
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FROM core_holding h
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LEFT JOIN core_share_lot l
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ON l.customer_id = h.customer_id AND l.product_id = h.product_id
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GROUP BY h.customer_id, h.product_id, h.qty
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HAVING ABS(lot_sum - h.qty) > 0.0001
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"""
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)
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mismatch = cur.fetchall()
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cur.execute("SELECT COUNT(*) FROM core_holding")
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n_holding = cur.fetchone()[0]
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cur.execute("SELECT COUNT(*), COUNT(DISTINCT CONCAT(customer_id, '|', product_id)) FROM core_share_lot")
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n_lots, n_pairs = cur.fetchone()
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p2 = not mismatch
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print(f"② 批次守恒：{n_holding} 行持仓 vs {n_lots} 行批次（{n_pairs} 个客户-产品对）· "
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f"失配={mismatch or '无'}")
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if not p2:
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print(" ✗ 存在 Σ remain_qty ≠ qty 的持仓行")
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ok &= p2
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# ---- DoD ③ 三列无 NULL 且存在不同费率对 ----
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cur.execute(
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"SELECT COUNT(*) FROM core_product "
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"WHERE fund_company IS NULL OR ta_code IS NULL OR subscribe_fee_rate IS NULL"
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)
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n_null = cur.fetchone()[0]
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cur.execute("SELECT COUNT(DISTINCT subscribe_fee_rate) FROM core_product")
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n_rates = cur.fetchone()[0]
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cur.execute(
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"SELECT product_id, subscribe_fee_rate FROM core_product "
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"WHERE product_id IN ('PROD-110022','PROD-003095','PROD-005827','PROD-510300','PROD-000001') "
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"ORDER BY product_id"
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)
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demo = cur.fetchall()
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p3 = n_null == 0 and n_rates > 1
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print(f"③ 机构/费率：NULL 行数={n_null}（期望 0）· DISTINCT 费率={n_rates}（期望 >1）")
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print(f" 演示费率对：{[(p, str(r)) for p, r in demo]}")
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if not p3:
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print(" ✗ 存在 NULL 或不存在不同费率对")
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ok &= p3
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# ---- 附加：批次实际覆盖的档位（以 AS_OF 为参照） ----
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cur.execute("SELECT lot_id, confirmed_at FROM core_share_lot")
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rows = cur.fetchall()
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seen: dict[str, int] = {}
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for _lot, ts in rows:
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b = band_of((AS_OF - ts.date()).days)
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seen[b] = seen.get(b, 0) + 1
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p4 = len(seen) == 5
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print(f"④ 批次档位覆盖（参照 {AS_OF}）：{dict(sorted(seen.items()))}")
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if not p4:
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print(" ✗ 未覆盖全部 5 档 → 费率档演示无数据")
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ok &= p4
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# ---- 附加：主演示客户 CUST-9527 确为跨批次 ----
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cur.execute(
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"SELECT product_id, COUNT(*) FROM core_share_lot WHERE customer_id='CUST-9527' "
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"GROUP BY product_id ORDER BY product_id"
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)
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c9527 = cur.fetchall()
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p5 = any(n >= 2 for _p, n in c9527)
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print(f"⑤ CUST-9527 批次数：{c9527}（至少一只产品 ≥2 批）")
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if not p5:
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print(" ✗ 主演示客户无跨批次数据")
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ok &= p5
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# ---- DoD ⑨ 交易日历种子（T-1 · 10-seed）：全区间（2026~2027）交易日 = 503 ----
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cur.execute("SELECT COUNT(*) FROM core_trade_calendar WHERE is_open = 1")
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n_trade_days = cur.fetchone()[0]
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p9a = n_trade_days == 503
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print(f"⑨a 交易日历：全区间交易日（is_open=1）={n_trade_days}（期望 503）")
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if not p9a:
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print(" ✗ 交易日历种子与 10-seed 头注释 503 不符")
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ok &= p9a
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# ---- DoD ⑩ core_share_rule 种子（T-1 · 11-seed）：覆盖 ≥ 1 个产品 × 3 类型 ----
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cur.execute(
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"SELECT COUNT(DISTINCT product_id), COUNT(*) FROM core_share_rule "
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"WHERE business_type IN ('subscribe','redeem','convert')"
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)
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n_rule_products, n_rule_rows = cur.fetchone()
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p10 = n_rule_products >= 1 and n_rule_rows >= 3
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print(f"⑩ 份额舍入规则：{n_rule_products} 只产品 × {n_rule_rows} 行（期望 ≥1 产品且 ≥3 行）")
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if not p10:
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print(" ✗ core_share_rule 种子不足")
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ok &= p10
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# ---- T-14 开口②闭环：09-seed-org.sql ⑦ 段 truncate 载体在位 ----
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cur.execute(
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"SELECT rounding_mode FROM core_product WHERE product_id = 'PROD-005828'"
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)
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tr_row = cur.fetchone()
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p12 = bool(tr_row) and tr_row[0] == "truncate"
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print(f"⑫ 舍去法载体：PROD-005828.rounding_mode = {tr_row[0] if tr_row else None}（期望 truncate）")
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if not p12:
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print(" ✗ ⑦ 段未生效（重灌 scripts/core/09-seed-org.sql）")
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ok &= p12
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# ---- DoD ⑪ core_convert_request 建表即含 6 态 ENUM（T-1 · 免二期 ALTER）----
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cur.execute(
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"SELECT COLUMN_TYPE FROM information_schema.COLUMNS WHERE TABLE_SCHEMA = DATABASE() "
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"AND TABLE_NAME = 'core_convert_request' AND COLUMN_NAME = 'status'"
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)
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req_row = cur.fetchone()
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if req_row:
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vals = set(re.findall(r"'(\w+)'", req_row[0]))
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p11 = vals == {"accepted", "nav_pending", "confirmed", "rejected", "cancelled", "expired"}
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print(f"⑪ core_convert_request.status = {req_row[0]}")
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if not p11:
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print(f" ✗ ENUM 值不全（实际 {vals}）")
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else:
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p11 = False
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print(f" ✗ 查不到 core_convert_request（{req_row}）")
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ok &= p11
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# ---- DoD ⑥ 向后兼容：不带新列的老 INSERT 仍可执行（架构风险 #9）----
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cur.execute("START TRANSACTION")
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try:
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cur.execute(
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"INSERT INTO core_trade (trade_id, customer_id, product_id, trade_type, amount, traded_at) "
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"VALUES ('TRD-BC-TEST', 'CUST-9527', 'PROD-110022', 'subscribe', 100.00, NOW(3))"
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)
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cur.execute("SELECT convert_group_id FROM core_trade WHERE trade_id = 'TRD-BC-TEST'")
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gid = cur.fetchone()[0]
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cur.execute(
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"INSERT INTO core_product (product_id, product_name, product_type, min_risk_code, "
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"min_subscribe_amount, requires_disclosure) VALUES "
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"('PROD-BC-TEST', '向后兼容测试', 'bond', 'R1', 100.00, 0)"
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)
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cur.execute(
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"SELECT can_subscribe, can_redeem, min_hold_action, subscribe_fee_rate, fund_company "
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"FROM core_product WHERE product_id = 'PROD-BC-TEST'"
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)
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row = cur.fetchone()
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p6 = (
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gid is None
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and row[0] == 1 and row[1] == 1
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and row[2] == "force_transfer" and row[3] == 0 and row[4] is None
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)
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finally:
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cur.execute("ROLLBACK")
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print(f"⑥ 老 INSERT 向后兼容：core_trade.convert_group_id={gid}（期望 None）· "
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f"core_product 新列默认值={row}（期望 1/1/force_transfer/0/None）")
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if not p6:
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print(" ✗ 不带新列的老 INSERT 失败或默认值不符")
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ok &= p6
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# ---- DoD ⑦ risk_convert_detail 建表即含 5 个 status 值（免二期 ALTER）----
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doc = (ROOT / "docs" / "项目框架设计" / "表设计" / "02-mysql-agent专用.sql").read_text(encoding="utf-8")
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m = re.search(r"CREATE TABLE risk_convert_detail \(.*?\n\) ENGINE=InnoDB[^;]*;", doc, re.S)
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assert m, "02-mysql-agent专用.sql 中未找到 risk_convert_detail 建表语句"
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tmp_db = "jinrong_tmp_check"
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with connect() as conn, conn.cursor() as cur:
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cur.execute(f"DROP DATABASE IF EXISTS {tmp_db}")
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cur.execute(f"CREATE DATABASE {tmp_db}")
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cur.execute(f"USE {tmp_db}")
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cur.execute(m.group(0))
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cur.execute(
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"SELECT COLUMN_TYPE FROM information_schema.COLUMNS WHERE TABLE_SCHEMA = %s "
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"AND TABLE_NAME = 'risk_convert_detail' AND COLUMN_NAME = 'status'",
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(tmp_db,),
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)
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col_type = cur.fetchone()[0]
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cur.execute(f"DROP DATABASE {tmp_db}")
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vals = set(re.findall(r"'(\w+)'", col_type))
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p7 = vals == {"pending", "completed", "failed", "cancelled", "expired"}
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print(f"⑦ risk_convert_detail.status = {col_type}")
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if not p7:
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print(f" ✗ ENUM 值不全（实际 {vals}）")
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ok &= p7
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# ---- DoD ⑧ 费率档必须与 product_type 匹配（自检第 12 问的机器化）----
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# 22 号文 §8 的费率档由产品类型决定：stock ≤0.80% / mixed ≤0.50% /
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# bond·index ≤0.30% / money = 0。任何「升档凑数值差」都会在此暴露。
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CAPS = {"stock": 0.0080, "mixed": 0.0050, "bond": 0.0030, "index": 0.0030, "money": 0.0}
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# 非公募主体：不适用 22 号文公募费率规定，本项目建模为费率 0 且不与公募互转
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NOT_APPLICABLE = {"wealth_mgmt", "private_fund"}
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with connect(with_db=True) as conn, conn.cursor() as cur:
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cur.execute("SELECT product_id, product_type, subscribe_fee_rate FROM core_product")
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rows = cur.fetchall()
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offenders = [
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(pid, ptype, float(rate))
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for pid, ptype, rate in rows
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if ptype in CAPS and float(rate) > CAPS[ptype] + 1e-9
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]
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unmatched = [r for r in rows if r[1] not in CAPS and r[1] not in NOT_APPLICABLE]
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na_offenders = [
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(pid, ptype, float(rate))
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for pid, ptype, rate in rows
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if ptype in NOT_APPLICABLE and float(rate) != 0
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]
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# 主示例两端必须同主体（同管理人 + 同 TA），否则转换前置约束不成立
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cur.execute(
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"SELECT DISTINCT fund_company, ta_code FROM core_product "
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"WHERE product_id IN ('PROD-110022', 'PROD-003095') AND fund_company IS NOT NULL"
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)
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entities = cur.fetchall()
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# 主演示组内费率档必须多样（否则补差费/同费率对照无数据）
|
||
cur.execute(
|
||
"SELECT COUNT(DISTINCT subscribe_fee_rate) FROM core_product "
|
||
"WHERE fund_company = '华夏模拟基金' AND ta_code = 'TA-CN-001'"
|
||
)
|
||
main_group_rates = cur.fetchone()[0]
|
||
p8 = (
|
||
not offenders and not unmatched and not na_offenders
|
||
and len(entities) == 1 and main_group_rates >= 3
|
||
)
|
||
print(f"⑧ 费率档 ↔ product_type 匹配：越档={offenders or '无'} · 未归类={unmatched or '无'} · "
|
||
f"非公募费率非 0={na_offenders or '无'}")
|
||
print(f" 主示例两端主体={entities}（须唯一）· 华夏组费率档数={main_group_rates}（须 ≥3）")
|
||
if not p8:
|
||
print(" ✗ 存在「按更宽松档次取费率」或主示例两端非同主体 / 主组费率档不足")
|
||
ok &= p8
|
||
|
||
return ok
|
||
|
||
|
||
def main() -> int:
|
||
ap = argparse.ArgumentParser()
|
||
ap.add_argument("--no-reset", action="store_true", help="跳过重建，只跑断言")
|
||
args = ap.parse_args()
|
||
|
||
if not args.no_reset:
|
||
print("== 重建 jinrong_core（等价 reset.ps1 的 SQL 部分）==")
|
||
reset_core()
|
||
print("== 恢复演示态 ==")
|
||
run_demo_prepare()
|
||
|
||
print("\n== T-1 DoD 断言 ==")
|
||
ok = run_assertions()
|
||
print("\n" + ("全部 PASS ✅" if ok else "存在 FAIL ❌"))
|
||
return 0 if ok else 1
|
||
|
||
|
||
if __name__ == "__main__":
|
||
raise SystemExit(main())
|