zhanghongyu_0626 647c07062e feat(trade): Enhance trade processing and context handling in customer service ...

- Introduced `pending_trade` handling in the chat API to manage trade requests more effectively.
- Updated the `submit_trade_api` to allow advisors to access customer trades based on assigned roles.
- Added new methods in `GatewayRepository` for managing core holdings during trade subscriptions and redemptions.
- Implemented context-aware trade dialogue management in the customer service layer to improve user experience during multi-turn interactions.
- Enhanced the tool service to support trade actions and suitability checks, ensuring accurate processing of user requests.

This update significantly improves the trade interaction flow, providing a more robust and user-friendly experience for customers engaging in trading activities.

2026-09-13 17:45:04 +08:00

..

eval

feat(analyst): Add analyze endpoint and chart specification validation

2026-09-12 12:33:37 +08:00

_ddl.py

merge(risk-control-agent): fund convert T+1 on merger base (plan A)

2026-09-12 17:52:17 +08:00

advisor_test_utils.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

conftest.py

merge(risk-control-agent): fund convert T+1 on merger base (plan A)

2026-09-12 17:52:17 +08:00

test_agent_behavior_service.py

feat: C6 FR-10 代理人行为链 RISK-008

2026-09-07 19:53:39 +08:00

test_agent_service.py

feat: T-07 LangGraph StateGraph 骨架——compose(system 四 Agent 边界 prompt)→llm(DeepSeek/langchain-openai, 无 key 降级)→guard(customer/risk 免责声明+has_disclaimer, 未知类型 fail-safe 最严口径) + chat() 入口 + 图/LLM 单例缓存与测试隔离出口 + tests/test_agent_service 8 例(mock LLM 不依赖外网)

2026-09-07 02:34:57 +08:00

test_alert_service.py

test: B8 收敛——sqlite 测试 DDL 单一事实源 _ddl.py(10 文件 45 处手写 DDL 清零)+localtime 时区收敛(B5 评审 P3-4, utcnow 边界修复)+测试内遗留建表清理, 196 绿; docs 同步 B8 完成状态

2026-09-06 23:37:03 +08:00

test_aml_service.py

fix: B9b 复审闭环——P2-1 SOP 交互重灌补 DROP jinrong_agent(reset.ps1 只重建 core+裸 CREATE TABLE 会 1050 中止); P2-2 补做 T-31 名下 P2-8 手工 SQL 对照收口(4 组合真库 SQL 推导与函数判定一致, 登记 SOP 核查单附行); P2-3 SOP 走查范围与 11/11 口径统一(A-6 归 M3/A-8 映射交代); P3: A-4/A-9 COUNT 当日窗+已处置单幂等用例+suitability/check 阻断响应补 G-08 两要素(advice/notice)+记忆文档数字同步; 留痕 scan_all 幂等读后写无锁取舍; 209 绿

2026-09-07 01:59:15 +08:00

test_audit_middleware.py

docs(架构改进): 补齐 PRD/开发计划/TODO/交接文档，落地无密钥告警与 Redis 分布式锁

2026-09-09 18:10:03 +08:00

test_auth_adapter.py

chore: 风控Agent模块自治边界标注 + AL-09 合并预处置

2026-09-07 18:28:18 +08:00

test_auth_jwt.py

fix: Wave 0 独立 AI 评审闭环(有条件通过→闭环, 273 绿)——P2-1 python-jose>=3.5.0(防 CVE-2024-33663/33664) P2-2 audit 降级+OPTIONS 测试 P2-3 JWT 通道 chat 3 例 P2-4 debug 兜底双闸门(dev+无 RS256 公钥) P2-5 留痕失败降级显式化(401/403 拒绝语义不漂移, _safe_unauth_audit 保护 repo 构造); P3 顺手: 401 归 platform/值域外 400 补留痕/Bearer 大小写不敏感/jti 加 uuid/CLI permissions+exp 上限/dev 默认密钥 warning/LLM 单例加锁/chat 主角色优先序+message strip+guard 日志脱敏/必填 claims 参数化+none 算法固化; P3 登记项(会话枚举/seq_no 锁/trace_id 口径/文档同步)归 M4 文档

2026-09-07 03:03:12 +08:00

test_build_kb.py

feat: T21-3 知识库首批数据+入库脚本——data/kb 6 只种子产品手册(每只 prospectus/fee/rule/risk 四节 24 块, 费率与 core_product seed 对齐)+build_kb.py(front-matter+节标题切块/doc_type 白名单/Core 权威元数据缺省即中止/一次批量 embedding/upsert 幂等/--dry-run); 脚本单测 10 例, 404 绿

2026-09-07 11:55:24 +08:00

test_chat_stream.py

feat(analyst): Enhance dashboard metrics and customer service interactions

2026-09-09 21:32:59 +08:00

test_chat_tools.py

feat(convert): 基金转换 T-0/T-0b 门禁 + T-1 数据层 + T-2/T-2b 纯函数与实算回填

2026-09-10 14:45:55 +08:00

test_chat.py

feat(risk): Enhance risk management functionality and access control

2026-09-11 17:07:22 +08:00

test_concentration_c4.py

基金转换 T-12：补偿脚本（详情 + 预警）

2026-09-10 18:59:42 +08:00

test_convert_accept.py

基金转换 T+1 模型：T-15/T-16/T-17 收官（842 绿 / 真库 9/9 / 转换线第 5 步完成）

2026-09-12 13:42:49 +08:00

test_convert_calc.py

T-14/T-17 开口闭环：PRD §2.5.3 修订 + truncate 舍去法接入 + R-12 定稿（用户三项拍板 · 849 绿 / 真库 9/9）

2026-09-12 14:31:35 +08:00

test_convert_concurrency.py

基金转换 T+1 模型：T-15/T-16/T-17 收官（842 绿 / 真库 9/9 / 转换线第 5 步完成）

2026-09-12 13:42:49 +08:00

test_convert_confirm.py

T-14/T-17 开口闭环：PRD §2.5.3 修订 + truncate 舍去法接入 + R-12 定稿（用户三项拍板 · 849 绿 / 真库 9/9）

2026-09-12 14:31:35 +08:00

test_convert_core.py

基金转换 T+1 模型：T-15/T-16/T-17 收官（842 绿 / 真库 9/9 / 转换线第 5 步完成）

2026-09-12 13:42:49 +08:00

test_convert_engine.py

基金转换 T+1 模型：T-8 引擎时机收口（调用点唯一性守护 + 受理不触引擎 + 真库链路切 T+1）

2026-09-11 19:48:53 +08:00

test_convert_integration.py

feat(api): Add convert_meta_api for retrieving latest NAV date and enhance created_at field handling

2026-09-13 12:40:44 +08:00

test_convert_repository.py

基金转换 T+1 模型：T-1~T-6 落地（DDL/数据层/语义收窄/锁/受理事务）

2026-09-11 19:21:15 +08:00

test_convert_request_repository.py

基金转换 T+1 模型：T-7 确认段落地（confirm_service 三段编排 + T+1 批处理）

2026-09-11 19:35:37 +08:00

test_convert_service.py

基金转换 T+1 模型：T-13 convert_fund 退役 + 并发面重写 + 全量门禁（830 绿 / 真库 9/9 / 紧池 100%）

2026-09-12 11:52:27 +08:00

test_convert_trading_calendar.py

基金转换 T+1 模型：T-1~T-6 落地（DDL/数据层/语义收窄/锁/受理事务）

2026-09-11 19:21:15 +08:00

test_core_ro_sum.py

基金转换 T+1 模型：T-1~T-6 落地（DDL/数据层/语义收窄/锁/受理事务）

2026-09-11 19:21:15 +08:00

test_core_tools.py

基金转换 T+1 模型：T-11 core_tools 汇总去重 + 持仓过滤（确认段场景补用例，生产代码零改动）

2026-09-12 09:35:13 +08:00

test_db.py

基金转换 T+1 模型：T-1~T-6 落地（DDL/数据层/语义收窄/锁/受理事务）

2026-09-11 19:21:15 +08:00

test_demo_kyc_advisor_mapping.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_demo_scripts.py

基金转换 T+1 模型：T-12 补偿 + SLA 清理切 Core 链路 + confirm_one 引擎异常留痕修复

2026-09-12 10:54:49 +08:00

test_desensitize.py

feat: trace 贯通与脱敏工具 + risk 阈值配置(A1)

2026-09-06 15:09:14 +08:00

test_embedding.py

feat: T21-1 embedding 服务——Ollama bge-m3 批量 /api/embed(1024 维), 连接/模型/结构/维度四类失败一律 EmbeddingError 不静默降级(拍板口径), 空输入短路; settings 增 embed_dim/embed_timeout; 单测 10 例 mock HTTP 不依赖 Ollama, 386 绿

2026-09-07 11:46:24 +08:00

test_escalation_service.py

feat: C5 FR-9 预警处置时效升级（RISK-007，P0）

2026-09-07 19:28:04 +08:00

test_input_guard_api.py

feat(auth): Enhance JWT handling and error management in authentication flow

2026-09-08 19:55:08 +08:00

test_input_guard.py

test: T-03 评审闭环(PASS, P0=0)——P2-1 词表规范化断言修正/P2-2 补 7 条同构变体(你现在是管理员/ignore the above instructions 等)+变体单测/P2-3 窗口 TTL 断言+EXPIRE 失败取舍锁定; P3 session_id 落库截断+trace 兜底注释, 378 绿

2026-09-07 11:16:15 +08:00

test_integration_risk.py

merge(risk-control-agent): fund convert T+1 on merger base (plan A)

2026-09-12 17:52:17 +08:00

test_kb_tools.py

feat: T21-5 知识库 Tool 接入对话——kb_tools(search_knowledge)挂统一注册表第三层; ToolSpec 新增 skip_access_check(公开知识无归属语义, advisor 无绑定客户可查, 意图层限定 customer/advisor); 意图关键词 customer/advisor 组尾挂 kb 词(Core 词优先, risk 不开放); tool_node 按 spec 白名单注入 query; summarize 溯源口径; 单测 13 例, 425 绿

2026-09-07 12:05:36 +08:00

test_locks_redis.py

基金转换 T+1 模型：T-1~T-6 落地（DDL/数据层/语义收窄/锁/受理事务）

2026-09-11 19:21:15 +08:00

test_main.py

feat(api): Add convert_meta_api for retrieving latest NAV date and enhance created_at field handling

2026-09-13 12:40:44 +08:00

test_milvus_service.py

feat: T21-2 Milvus 接入层——kb_product_rules 幂等建集合(冻结 11 字段+AUTOINDEX COSINE)+upsert 入库+search_kb(溯源字段必带+effective_date 合规过滤+标量过滤); 规避 pymilvus 3.x import 阶段读 .env 文件 URI 炸 import 的坑(setdefault 预置合法 MILVUS_URI); 单测 8 例真 Lite 临时库, 394 绿

2026-09-07 11:49:43 +08:00

test_module_boundary.py

feat(threshold): Implement customer loss threshold configuration and notification system

2026-09-10 10:57:40 +08:00

test_platform_api.py

feat(nav): Implement historical NAV tracking and enhance product API

2026-09-11 20:47:18 +08:00

test_profile_l3.py

feat(visitor): Implement visitor chat functionality and enhance customer service interactions

2026-09-09 18:32:00 +08:00

test_rag_service.py

feat: T21-4 RAG 检索编排——rag_service.search_knowledge(query→bge-m3 向量→Milvus 检索→chunks+source_refs 溯源去重), 异常原样上抛不吞(防 LLM 编造回答), 空白 query 短路, ensure_collection 幂等防御; 单测 8 例注入 mock, 412 绿

2026-09-07 12:01:45 +08:00

test_risk_api.py

feat: C5 FR-9 预警处置时效升级（RISK-007，P0）

2026-09-07 19:28:04 +08:00

test_risk_chat_tools.py

feat(analyst): Enhance dashboard metrics and customer service interactions

2026-09-09 21:32:59 +08:00

test_risk_engine.py

test: B8 收敛——sqlite 测试 DDL 单一事实源 _ddl.py(10 文件 45 处手写 DDL 清零)+localtime 时区收敛(B5 评审 P3-4, utcnow 边界修复)+测试内遗留建表清理, 196 绿; docs 同步 B8 完成状态

2026-09-06 23:37:03 +08:00

test_risk_repository.py

feat(risk): Enhance risk management functionality and access control

2026-09-11 17:07:22 +08:00

test_risk_rules.py

feat: C4 FR-8 持仓集中度预警（RISK-006）

2026-09-07 19:05:02 +08:00

test_sanitize_postprocess.py

feat(threshold): Implement customer loss threshold configuration and notification system

2026-09-10 10:57:40 +08:00

test_settings.py

AL-05: suitability 服务重构换核对齐 main 基准——判定内核由 SUIT-001~008 纯函数矩阵改为 core_ro.check_suitability(C×R 数据驱动)；SuitabilityResult 扩 main 新字段(match_result 五值/mismatch_type 七值/requires_disclosure/needs_branch_confirm/block_response_code/rule_refs)并保留旧字段兼容层(rule_id=机器码别名/effective_level=customer_level/reasons=[reason])；check_core/cap_by_age/match_by_matrix/is_assessment_valid 删除(SUIT-006 被 FM-01 替换,SUIT-008 被 FM-03 expires_at 替换)；settings.risk_assessment_valid_days 退役(.env/.env.example 注释)；NotFoundError 不再抛(not_found 结构化,main 契约)；写库走 build_suitability_log_row + insert_suitability_log 升级 21 列(rule_refs JSON 序列化)；check_source 参数化(网关 r02_trade/risk.py manual)+actor_id 透传；网关阻断响应补 block_response_code；model 抽 compute_rule_refs 公共函数防两处漂移；测试配套：_ddl 加矩阵 25 行种子 helper、conftest fixture 灌种子+集成就位校验改 expires_at 口径、trade_gateway/risk_api fixture 补种子与 expires_at、404 两例改 200+blocked 新契约、repository 21 列断言、settings 退役断言、test_suitability 占位 skip 待 AL-07 重写。sqlite 端到端七语义+落库验证通过；剩 4 failed 均为 chat_tools/API 旧展示断言(AL-06 处理)

2026-09-07 17:34:32 +08:00

test_share_lot.py

T-14/T-17 开口闭环：PRD §2.5.3 修订 + truncate 舍去法接入 + R-12 定稿（用户三项拍板 · 849 绿 / 真库 9/9）

2026-09-12 14:31:35 +08:00

test_sprint0_foundation.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint0_infrastructure.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint1_compliance_check_log.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint1_compliance_eval.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint1_compliance_rule_import.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint1_compliance_rules.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint1_copy_track.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint1_hard_rule_detection.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint1_semantic_compliance.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint2_market_alert_feedback.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint2_market_alert_generation.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint2_market_alert_scan.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint2_market_data_provider.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint2_template_hybrid_search.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint2_template_import.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint2_template_library.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint2_template_vectors.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint3_kyc_chat.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_sprint3_kyc_session.py

feat(advisor-agent): Introduce advisor agent functionalities with compliance, KYC, and script templates

2026-09-12 16:33:07 +08:00

test_step8_agent_integration.py

feat: add auth/compliance/kyc/market/template modules, alembic migrations, tests and docs

2026-09-12 14:27:37 +08:00

test_step10_agent_tools.py

feat: add auth/compliance/kyc/market/template modules, alembic migrations, tests and docs

2026-09-12 14:27:37 +08:00

test_step11_agent_graph.py

feat: add auth/compliance/kyc/market/template modules, alembic migrations, tests and docs

2026-09-12 14:27:37 +08:00

test_step12_memory_service.py

feat: add auth/compliance/kyc/market/template modules, alembic migrations, tests and docs

2026-09-12 14:27:37 +08:00

test_suitability.py

AL-07: test_suitability 按 main 契约重写——七判定路径正反例(not_found 客户/产品两向/FM-03 过期/JR-AST-PRO 专业豁免优先于矩阵 forbidden/JR-AST-012 矩阵 forbidden/矩阵缺行 fail-closed/allowed/矩阵披露与产品 requires_disclosure 两源/FM-01 age70+R5 阻断+69岁与R2 两边界)；compute_rule_refs 四类组合(含报告样例 过期+不匹配→['JR-AST-012','FM-03'])；build_suitability_log_row 逐字段 21 列映射断言+bool→int 转换；服务集成端到端(21 列落库/check_source r02_trade 与 r02_chat/actor_id/request_ref 透传/兼容字段 rule_id=机器码 映射/NotFound 结构化不抛)；MySQL 方言冒烟(真库连通时验 SQL 可执行性,未灌库自动 skip)。可控日期用远未来/远过去 expires_at 种子。全量 395 passed 0 failed；1 skip=集成模块待 AL-08 重灌演示 SQL expires_at

2026-09-07 17:42:55 +08:00

test_threshold_service.py

feat(threshold): Implement customer loss threshold configuration and notification system

2026-09-10 10:57:40 +08:00

test_trace.py

feat: trace 贯通与脱敏工具 + risk 阈值配置(A1)

2026-09-06 15:09:14 +08:00

test_trade_action_service.py

feat(trade): Enhance trade processing and context handling in customer service

2026-09-13 17:45:04 +08:00

test_trade_flow_service.py

feat(trade): Enhance trade processing and context handling in customer service

2026-09-13 17:45:04 +08:00

test_trade_gateway.py

基金转换 T+1 模型：T-10 普通申赎批次维护 + T+2 校验 + rebuild_lots

2026-09-11 21:24:32 +08:00

test_visitor_faq.py

feat(chat): Enhance session management with new API endpoints and filtering options

2026-09-10 22:30:07 +08:00

test_wave0_auth.py

feat(auth): Enhance JWT handling and error management in authentication flow

2026-09-08 19:55:08 +08:00

test_wave0_input_guard.py

feat(auth): Enhance JWT handling and error management in authentication flow

2026-09-08 19:55:08 +08:00

test_wave0_trace.py

Implement authentication and chat functionality with JWT support

2026-09-07 17:20:42 +08:00

test_wave1_data_masker.py

feat(visitor): Implement visitor chat functionality and enhance customer service interactions

2026-09-09 18:32:00 +08:00

test_wave2_core_ro_tool.py

feat(trade): Enhance trade processing and context handling in customer service

2026-09-13 17:45:04 +08:00

test_wave2_profile_slots.py

feat(threshold): Implement customer loss threshold configuration and notification system

2026-09-10 10:57:40 +08:00

test_wave2_prompts.py

feat(threshold): Implement customer loss threshold configuration and notification system

2026-09-10 10:57:40 +08:00

test_wave3_customer_service.py

feat(trade): Enhance trade processing and context handling in customer service

2026-09-13 17:45:04 +08:00

test_wave3_profile_service.py

feat(analyst): Add sample and escalate functionality to analyst API

2026-09-11 15:18:56 +08:00

test_wave4_e2e.py

feat(kb): Enhance knowledge base with new collections and search functionality

2026-09-09 20:00:06 +08:00

test_wave5_notes.py

feat(kb): Enhance knowledge base with new collections and search functionality

2026-09-09 20:00:06 +08:00

test_wave6_analyst_agent.py

feat(analyst): Enhance asset management and ambiguity detection features

2026-09-12 15:14:01 +08:00

test_wave6_analyst_cache.py

feat(template): Implement template caching and SQL rendering for enhanced query handling

2026-09-10 15:22:07 +08:00

test_wave6_analyst_chart.py

feat(analyst): Add analyze endpoint and chart specification validation

2026-09-12 12:33:37 +08:00

test_wave6_analyst_llm.py

feat(analyst): Implement data analysis agent with authentication and query handling

2026-09-09 21:02:11 +08:00

test_wave6_analytics_repo.py

feat(analyst): Implement data analysis agent with authentication and query handling

2026-09-09 21:02:11 +08:00

test_wave6_dict_service.py

feat(analyst): Enhance asset management and ambiguity detection features

2026-09-12 15:14:01 +08:00

test_wave6_guardrail.py

feat(report): Add battery report generation and update course documentation

2026-09-10 14:32:25 +08:00

test_wave6_sql_guard.py

feat(analyst): Add analyze endpoint and chart specification validation

2026-09-12 12:33:37 +08:00

test_wave6_template_service.py

feat(analyst): Add analyze endpoint and chart specification validation

2026-09-12 12:33:37 +08:00