"""API 依赖:鉴权上下文(架构 §5.7 · 归属校验统一在此层)。 AuthContext 模型在 A4 冻结(开发计划 v1.1);B6 落地 `get_auth_context()`: dev(app_env=development)从 `X-Debug-Role` / `X-Debug-Actor` 请求头构造 (customer 角色 customer_id=actor_id),非 dev 请求时拒绝(启动期全局检查 归 B7 lifespan:非 dev 且 AUTH_FACTORY_IS_DEBUG 拒绝启动,挂账⑤); T-01 就绪后替换工厂内部为 JWT 解析并置 AUTH_FACTORY_IS_DEBUG=False, 签名与调用方零改动。 归属断言 `assert_customer_access` 对齐 JWT 手册 §6.1/§6.2 与 PRD G-01: customer 仅本人(AUTH_403_NOT_OWNER)、advisor 经 customer_advisor_rel (AUTH_403_NOT_ASSIGNED)、risk_officer 全量;越权 403 + audit 留痕(A-9)。 所有 403/401 一律经 `deny`/`unauthenticated` 审计(手册 P-05 全局铁律, B6 评审 P1-1);响应体为统一错误结构(utils/response,手册 §10,B7 挂账④); 多角色按 fail-closed 口径固化(customer 分支优先,命中 deny 即拒,不再并集 放宽——评审 P3-1②,T-01 引入 token_type 后收紧)。 """ from __future__ import annotations from fastapi import Request from pydantic import BaseModel, Field from app.config.settings import settings from app.repository.core_ro import CoreReadOnlyRepository from app.repository.risk_repository import RiskRepository from app.utils.exceptions import ApiError, PermissionDenied from app.utils.trace import current_trace, new_trace STAFF_FULL_ACCESS_ROLES = ("risk_officer",) DEBUG_ROLE_HEADER = "X-Debug-Role" DEBUG_ACTOR_HEADER = "X-Debug-Actor" # B7 挂账⑤:debug 头工厂是 T-01 过渡实现;main.lifespan 据此在非 dev 环境 # 拒绝启动。T-01 接入 JWT 工厂后置 False(或改为按注册工厂判定)。 AUTH_FACTORY_IS_DEBUG = True class AuthContext(BaseModel): """统一鉴权上下文(全部 API 依赖层的产出;service 层签名接收此类型)。""" actor_id: str = Field(..., description="操作者 ID:staff_id 或 customer_id") roles: list[str] = Field(default_factory=list, description="角色集合,如 ['risk_officer','risk_demo']") customer_id: str | None = Field(None, description="customer 角色时 = 本人 customer_id;其余为空") def has_role(self, *roles: str) -> bool: return any(r in self.roles for r in roles) def is_customer(self) -> bool: return "customer" in self.roles def _authz_audit( risk_repo: RiskRepository, auth: AuthContext | None, customer_id: str | None, code: str, agent_type: str = "risk", ) -> None: """鉴权失败审计(event_type='authz';手册 P-05,B6 评审 P1-1)。 agent_type 按路由归属传入(网关路由传 'platform',复审 P3:与放行审计 同口径,避免按模块检索审计时漏网关越权事件)。 """ risk_repo.insert_audit_log( { "trace_id": current_trace() or new_trace(), "event_type": "authz", "agent_type": agent_type, "actor_id": auth.actor_id if auth else "anonymous", "customer_id": customer_id, "rule_id": None, "input_summary": {"roles": auth.roles if auth else [], "code": code}, "decision": "forbidden", "risk_score": None, "handler_id": None, "handler_result": None, "handler_comment": None, } ) def deny( auth: AuthContext, code: str, risk_repo: RiskRepository, customer_id: str | None = None, message: str | None = None, agent_type: str = "risk", ) -> None: """越权出口:审计 + 403(全部 403 必经此函数,保证留痕与错误码)。""" _authz_audit(risk_repo, auth, customer_id, code, agent_type) raise PermissionDenied(code, message or f"forbidden: {code}") def get_auth_context(request: Request) -> AuthContext: """鉴权工厂(B6):dev 读 debug 头,非 dev 拒绝;T-01 后替换内部为 JWT 解析。""" if settings.app_env != "development": raise RuntimeError( f"debug auth disabled outside development (app_env={settings.app_env})" ) roles = [r.strip() for r in request.headers.get(DEBUG_ROLE_HEADER, "").split(",") if r.strip()] actor_id = request.headers.get(DEBUG_ACTOR_HEADER, "").strip() if not roles or not actor_id: # 401 也留痕(P1-1);debug 通道仅 dev,生产等价流量由 JWT 中间件拒绝 repo = RiskRepository() repo.insert_audit_log( { "trace_id": current_trace() or new_trace(), "event_type": "authz", "agent_type": "risk", "actor_id": actor_id or "anonymous", "customer_id": None, "rule_id": None, "input_summary": {"roles": roles, "code": "AUTH_401_MISSING_DEBUG_HEADERS"}, "decision": "unauthenticated", "risk_score": None, "handler_id": None, "handler_result": None, "handler_comment": None, } ) raise ApiError( 401, "AUTH_401_MISSING_DEBUG_HEADERS", "missing X-Debug-Role/X-Debug-Actor headers" ) return AuthContext( actor_id=actor_id, roles=roles, customer_id=actor_id if "customer" in roles else None, ) def assert_customer_access( auth: AuthContext, customer_id: str, core_ro: CoreReadOnlyRepository, risk_repo: RiskRepository, ) -> None: """G-01 归属断言(customer/advisor/risk_officer;其他角色一律拒绝)。 customer 仅本人;advisor 需 customer_advisor_rel active;risk_officer 全量。 compliance 不在客户业务数据访问白名单(仅审计类读,JWT 手册 §5.3)。 core_ro/risk_repo 必传(评审 P3-3/P3-4:审计与归属查询不得静默降级)。 多角色 fail-closed:customer 分支 deny 即终止(P3-1② 固化口径)。 """ if auth.has_role(*STAFF_FULL_ACCESS_ROLES): return if "customer" in auth.roles: if auth.customer_id == customer_id: return deny(auth, "AUTH_403_NOT_OWNER", risk_repo, customer_id) if "advisor" in auth.roles: if core_ro.is_advisor_assigned(auth.actor_id, customer_id): return deny(auth, "AUTH_403_NOT_ASSIGNED", risk_repo, customer_id) deny(auth, "AUTH_403_SCOPE", risk_repo, customer_id)