- P1-1: 403/401 全部经 deps.deny/_authz_audit 留痕(event_type='authz') - P2-1: GET /alerts 参数名 start_date/end_date 对齐 PRD;page/page_size 用 fastapi.Query - P2-2: /api/simulate/trade 回挂 get_auth_context(risk_demo 或本人),越权 403+审计 - P2-3: suitability/aml 直调补审计+request_ref 透传 - P3-1: 多角色 fail-closed 口径固化进测试;P3-3/P3-4 core_ro/risk_repo 必传; P3-5 LookupError→NotFoundError 统一;P3-9 alert_service import 上提 - 测试: test_risk_api 权限矩阵/审计断言/多角色组合/非 dev 拒绝; test_trade_gateway 客户本人 vs 越权 403(P3-4 模拟 _repo 注入 sqlite) - 挂账: P3-2/P3-7(响应外壳+disclaimer)→B7;P3-6(scan 幂等)→B9b 前
148 lines
6.1 KiB
Python
148 lines
6.1 KiB
Python
"""API 依赖:鉴权上下文(架构 §5.7 · 归属校验统一在此层)。
|
||
|
||
AuthContext 模型在 A4 冻结(开发计划 v1.1);B6 落地 `get_auth_context()`:
|
||
dev(app_env=development)从 `X-Debug-Role` / `X-Debug-Actor` 请求头构造
|
||
(customer 角色 customer_id=actor_id),非 dev 直接拒绝(启动期全局检查归
|
||
B7 lifespan);T-01 就绪后仅替换工厂内部为 JWT 解析,签名与调用方零改动。
|
||
|
||
归属断言 `assert_customer_access` 对齐 JWT 手册 §6.1/§6.2 与 PRD G-01:
|
||
customer 仅本人(AUTH_403_NOT_OWNER)、advisor 经 customer_advisor_rel
|
||
(AUTH_403_NOT_ASSIGNED)、risk_officer 全量;越权 403 + audit 留痕(A-9)。
|
||
所有 403/401 一律经 `deny`/`unauthenticated` 审计(手册 P-05 全局铁律,
|
||
B6 评审 P1-1);多角色按 fail-closed 口径固化(customer 分支优先,命中 deny
|
||
即拒,不再并集放宽——评审 P3-1②,T-01 引入 token_type 后收紧)。
|
||
"""
|
||
|
||
from __future__ import annotations
|
||
|
||
from fastapi import HTTPException, Request
|
||
from fastapi.responses import JSONResponse
|
||
from pydantic import BaseModel, Field
|
||
|
||
from app.config.settings import settings
|
||
from app.repository.core_ro import CoreReadOnlyRepository
|
||
from app.repository.risk_repository import RiskRepository
|
||
from app.utils.exceptions import PermissionDenied
|
||
from app.utils.trace import current_trace, new_trace
|
||
|
||
STAFF_FULL_ACCESS_ROLES = ("risk_officer",)
|
||
DEBUG_ROLE_HEADER = "X-Debug-Role"
|
||
DEBUG_ACTOR_HEADER = "X-Debug-Actor"
|
||
|
||
|
||
class AuthContext(BaseModel):
|
||
"""统一鉴权上下文(全部 API 依赖层的产出;service 层签名接收此类型)。"""
|
||
|
||
actor_id: str = Field(..., description="操作者 ID:staff_id 或 customer_id")
|
||
roles: list[str] = Field(default_factory=list, description="角色集合,如 ['risk_officer','risk_demo']")
|
||
customer_id: str | None = Field(None, description="customer 角色时 = 本人 customer_id;其余为空")
|
||
|
||
def has_role(self, *roles: str) -> bool:
|
||
return any(r in self.roles for r in roles)
|
||
|
||
def is_customer(self) -> bool:
|
||
return "customer" in self.roles
|
||
|
||
|
||
def permission_denied_handler(request: Request, exc: PermissionDenied) -> JSONResponse:
|
||
"""FastAPI 异常 handler:PermissionDenied → 403 + 错误码(B7 注册进 main)。"""
|
||
return JSONResponse(status_code=403, content={"detail": str(exc), "code": exc.code})
|
||
|
||
|
||
def _authz_audit(
|
||
risk_repo: RiskRepository,
|
||
auth: AuthContext | None,
|
||
customer_id: str | None,
|
||
code: str,
|
||
) -> None:
|
||
"""鉴权失败审计(event_type='authz';手册 P-05,B6 评审 P1-1)。"""
|
||
risk_repo.insert_audit_log(
|
||
{
|
||
"trace_id": current_trace() or new_trace(),
|
||
"event_type": "authz",
|
||
"agent_type": "risk",
|
||
"actor_id": auth.actor_id if auth else "anonymous",
|
||
"customer_id": customer_id,
|
||
"rule_id": None,
|
||
"input_summary": {"roles": auth.roles if auth else [], "code": code},
|
||
"decision": "forbidden",
|
||
"risk_score": None,
|
||
"handler_id": None,
|
||
"handler_result": None,
|
||
"handler_comment": None,
|
||
}
|
||
)
|
||
|
||
|
||
def deny(
|
||
auth: AuthContext,
|
||
code: str,
|
||
risk_repo: RiskRepository,
|
||
customer_id: str | None = None,
|
||
message: str | None = None,
|
||
) -> None:
|
||
"""越权出口:审计 + 403(全部 403 必经此函数,保证留痕与错误码)。"""
|
||
_authz_audit(risk_repo, auth, customer_id, code)
|
||
raise PermissionDenied(code, message or f"forbidden: {code}")
|
||
|
||
|
||
def get_auth_context(request: Request) -> AuthContext:
|
||
"""鉴权工厂(B6):dev 读 debug 头,非 dev 拒绝;T-01 后替换内部为 JWT 解析。"""
|
||
if settings.app_env != "development":
|
||
raise RuntimeError(
|
||
f"debug auth disabled outside development (app_env={settings.app_env})"
|
||
)
|
||
roles = [r.strip() for r in request.headers.get(DEBUG_ROLE_HEADER, "").split(",") if r.strip()]
|
||
actor_id = request.headers.get(DEBUG_ACTOR_HEADER, "").strip()
|
||
if not roles or not actor_id:
|
||
# 401 也留痕(P1-1);debug 通道仅 dev,生产等价流量由 JWT 中间件拒绝
|
||
repo = RiskRepository()
|
||
repo.insert_audit_log(
|
||
{
|
||
"trace_id": current_trace() or new_trace(),
|
||
"event_type": "authz",
|
||
"agent_type": "risk",
|
||
"actor_id": actor_id or "anonymous",
|
||
"customer_id": None,
|
||
"rule_id": None,
|
||
"input_summary": {"roles": roles, "code": "AUTH_401_MISSING_DEBUG_HEADERS"},
|
||
"decision": "unauthenticated",
|
||
"risk_score": None,
|
||
"handler_id": None,
|
||
"handler_result": None,
|
||
"handler_comment": None,
|
||
}
|
||
)
|
||
raise HTTPException(status_code=401, detail="AUTH_401_MISSING_DEBUG_HEADERS")
|
||
return AuthContext(
|
||
actor_id=actor_id,
|
||
roles=roles,
|
||
customer_id=actor_id if "customer" in roles else None,
|
||
)
|
||
|
||
|
||
def assert_customer_access(
|
||
auth: AuthContext,
|
||
customer_id: str,
|
||
core_ro: CoreReadOnlyRepository,
|
||
risk_repo: RiskRepository,
|
||
) -> None:
|
||
"""G-01 归属断言(customer/advisor/risk_officer;其他角色一律拒绝)。
|
||
|
||
customer 仅本人;advisor 需 customer_advisor_rel active;risk_officer 全量。
|
||
compliance 不在客户业务数据访问白名单(仅审计类读,JWT 手册 §5.3)。
|
||
core_ro/risk_repo 必传(评审 P3-3/P3-4:审计与归属查询不得静默降级)。
|
||
多角色 fail-closed:customer 分支 deny 即终止(P3-1② 固化口径)。
|
||
"""
|
||
if auth.has_role(*STAFF_FULL_ACCESS_ROLES):
|
||
return
|
||
if "customer" in auth.roles:
|
||
if auth.customer_id == customer_id:
|
||
return
|
||
deny(auth, "AUTH_403_NOT_OWNER", risk_repo, customer_id)
|
||
if "advisor" in auth.roles:
|
||
if core_ro.is_advisor_assigned(auth.actor_id, customer_id):
|
||
return
|
||
deny(auth, "AUTH_403_NOT_ASSIGNED", risk_repo, customer_id)
|
||
deny(auth, "AUTH_403_SCOPE", risk_repo, customer_id)
|