- P2: test_risk_api env 注入 FakePublisher,aml 推送不触真 Redis - P3: deny/_authz_audit 增 agent_type 参数,simulate 越权审计传 platform (与网关放行审计同口径);删 HANDLE_RESULTS 死常量(Literal 单处定义) - P3: 补 start_date/end_date 过滤+分页 422 边界+suitability api 层审计断言; 补 app/service/risk/__init__.py - 挂账: B7 行新增④项(启动期拒绝/引擎工厂覆盖三实例化点/handle 原子性/ input_guard_log);B9b 行核查单(disclaimer/scan 幂等/Swagger 手测/analyst); TODO.md T-30/T-31/T-32 进度同步
154 lines
6.3 KiB
Python
154 lines
6.3 KiB
Python
"""API 依赖:鉴权上下文(架构 §5.7 · 归属校验统一在此层)。
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AuthContext 模型在 A4 冻结(开发计划 v1.1);B6 落地 `get_auth_context()`:
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dev(app_env=development)从 `X-Debug-Role` / `X-Debug-Actor` 请求头构造
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(customer 角色 customer_id=actor_id),非 dev 直接拒绝(启动期全局检查归
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B7 lifespan);T-01 就绪后仅替换工厂内部为 JWT 解析,签名与调用方零改动。
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归属断言 `assert_customer_access` 对齐 JWT 手册 §6.1/§6.2 与 PRD G-01:
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customer 仅本人(AUTH_403_NOT_OWNER)、advisor 经 customer_advisor_rel
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(AUTH_403_NOT_ASSIGNED)、risk_officer 全量;越权 403 + audit 留痕(A-9)。
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所有 403/401 一律经 `deny`/`unauthenticated` 审计(手册 P-05 全局铁律,
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B6 评审 P1-1);多角色按 fail-closed 口径固化(customer 分支优先,命中 deny
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即拒,不再并集放宽——评审 P3-1②,T-01 引入 token_type 后收紧)。
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"""
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from __future__ import annotations
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from fastapi import HTTPException, Request
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from fastapi.responses import JSONResponse
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from pydantic import BaseModel, Field
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from app.config.settings import settings
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from app.repository.core_ro import CoreReadOnlyRepository
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from app.repository.risk_repository import RiskRepository
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from app.utils.exceptions import PermissionDenied
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from app.utils.trace import current_trace, new_trace
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STAFF_FULL_ACCESS_ROLES = ("risk_officer",)
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DEBUG_ROLE_HEADER = "X-Debug-Role"
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DEBUG_ACTOR_HEADER = "X-Debug-Actor"
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class AuthContext(BaseModel):
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"""统一鉴权上下文(全部 API 依赖层的产出;service 层签名接收此类型)。"""
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actor_id: str = Field(..., description="操作者 ID:staff_id 或 customer_id")
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roles: list[str] = Field(default_factory=list, description="角色集合,如 ['risk_officer','risk_demo']")
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customer_id: str | None = Field(None, description="customer 角色时 = 本人 customer_id;其余为空")
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def has_role(self, *roles: str) -> bool:
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return any(r in self.roles for r in roles)
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def is_customer(self) -> bool:
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return "customer" in self.roles
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def permission_denied_handler(request: Request, exc: PermissionDenied) -> JSONResponse:
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"""FastAPI 异常 handler:PermissionDenied → 403 + 错误码(B7 注册进 main)。"""
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return JSONResponse(status_code=403, content={"detail": str(exc), "code": exc.code})
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def _authz_audit(
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risk_repo: RiskRepository,
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auth: AuthContext | None,
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customer_id: str | None,
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code: str,
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agent_type: str = "risk",
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) -> None:
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"""鉴权失败审计(event_type='authz';手册 P-05,B6 评审 P1-1)。
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agent_type 按路由归属传入(网关路由传 'platform',复审 P3:与放行审计
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同口径,避免按模块检索审计时漏网关越权事件)。
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"""
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risk_repo.insert_audit_log(
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{
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"trace_id": current_trace() or new_trace(),
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"event_type": "authz",
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"agent_type": agent_type,
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"actor_id": auth.actor_id if auth else "anonymous",
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"customer_id": customer_id,
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"rule_id": None,
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"input_summary": {"roles": auth.roles if auth else [], "code": code},
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"decision": "forbidden",
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"risk_score": None,
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"handler_id": None,
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"handler_result": None,
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"handler_comment": None,
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}
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)
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def deny(
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auth: AuthContext,
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code: str,
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risk_repo: RiskRepository,
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customer_id: str | None = None,
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message: str | None = None,
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agent_type: str = "risk",
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) -> None:
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"""越权出口:审计 + 403(全部 403 必经此函数,保证留痕与错误码)。"""
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_authz_audit(risk_repo, auth, customer_id, code, agent_type)
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raise PermissionDenied(code, message or f"forbidden: {code}")
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def get_auth_context(request: Request) -> AuthContext:
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"""鉴权工厂(B6):dev 读 debug 头,非 dev 拒绝;T-01 后替换内部为 JWT 解析。"""
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if settings.app_env != "development":
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raise RuntimeError(
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f"debug auth disabled outside development (app_env={settings.app_env})"
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)
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roles = [r.strip() for r in request.headers.get(DEBUG_ROLE_HEADER, "").split(",") if r.strip()]
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actor_id = request.headers.get(DEBUG_ACTOR_HEADER, "").strip()
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if not roles or not actor_id:
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# 401 也留痕(P1-1);debug 通道仅 dev,生产等价流量由 JWT 中间件拒绝
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repo = RiskRepository()
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repo.insert_audit_log(
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{
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"trace_id": current_trace() or new_trace(),
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"event_type": "authz",
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"agent_type": "risk",
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"actor_id": actor_id or "anonymous",
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"customer_id": None,
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"rule_id": None,
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"input_summary": {"roles": roles, "code": "AUTH_401_MISSING_DEBUG_HEADERS"},
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"decision": "unauthenticated",
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"risk_score": None,
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"handler_id": None,
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"handler_result": None,
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"handler_comment": None,
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}
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)
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raise HTTPException(status_code=401, detail="AUTH_401_MISSING_DEBUG_HEADERS")
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return AuthContext(
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actor_id=actor_id,
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roles=roles,
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customer_id=actor_id if "customer" in roles else None,
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)
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def assert_customer_access(
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auth: AuthContext,
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customer_id: str,
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core_ro: CoreReadOnlyRepository,
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risk_repo: RiskRepository,
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) -> None:
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"""G-01 归属断言(customer/advisor/risk_officer;其他角色一律拒绝)。
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customer 仅本人;advisor 需 customer_advisor_rel active;risk_officer 全量。
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compliance 不在客户业务数据访问白名单(仅审计类读,JWT 手册 §5.3)。
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core_ro/risk_repo 必传(评审 P3-3/P3-4:审计与归属查询不得静默降级)。
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多角色 fail-closed:customer 分支 deny 即终止(P3-1② 固化口径)。
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"""
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if auth.has_role(*STAFF_FULL_ACCESS_ROLES):
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return
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if "customer" in auth.roles:
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if auth.customer_id == customer_id:
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return
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deny(auth, "AUTH_403_NOT_OWNER", risk_repo, customer_id)
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if "advisor" in auth.roles:
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if core_ro.is_advisor_assigned(auth.actor_id, customer_id):
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return
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deny(auth, "AUTH_403_NOT_ASSIGNED", risk_repo, customer_id)
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deny(auth, "AUTH_403_SCOPE", risk_repo, customer_id)
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