325 lines
13 KiB
Python
325 lines
13 KiB
Python
"""T-06 chat 最小闭环（会话/归属/SessionGuard/窗口/落盘）。
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走 main app 真路由栈（audit+trace 中间件）；仓储注入 sqlite（含
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agent_session/agent_message）；Redis 注入 FakeRedis（窗口读写可断言，
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异常路径验证降级）；agent_service 走无 key 降级路径（不依赖外网）。
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"""
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from __future__ import annotations
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import json
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import pytest
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from fastapi.testclient import TestClient
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from sqlalchemy import text
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from _ddl import create_sqlite_engine
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from app.api import audit_middleware as audit_mod
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from app.api import chat as chat_mod
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from app.api import deps as deps_mod
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from app.api import risk as risk_api
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from app.main import app
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from app.repository.core_ro import CoreReadOnlyRepository
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from app.repository.risk_repository import RiskRepository
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from app.repository.session_repository import SessionRepository
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from app.service import memory_service
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from app.service import tool_service
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from app.service.auth_service import issue_dev_token as _issue # noqa: F401
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from app.service import auth_service
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from app.service.risk import redis_gateway
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class FakeRedis:
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"""窗口语义：rpush/lrange/ltrim/expire 最小实现 + 可注入故障。"""
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def __init__(self):
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self.lists: dict[str, list[str]] = {}
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self.ttls: dict[str, int] = {}
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self.fail = False
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def _maybe_fail(self):
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if self.fail:
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raise ConnectionError("redis down")
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def rpush(self, key, *vals):
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self._maybe_fail()
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self.lists.setdefault(key, []).extend(vals)
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def lrange(self, key, start, end):
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self._maybe_fail()
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lst = self.lists.get(key, [])
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return lst[start:] if end == -1 else lst[start : end + 1]
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def ltrim(self, key, start, end):
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lst = self.lists.get(key, [])
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self.lists[key] = lst[start:] if end == -1 else lst[start : end + 1]
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def expire(self, key, ttl):
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self._maybe_fail()
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self.ttls[key] = ttl
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def publish(self, *a, **k):
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pass
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def delete(self, *a, **k):
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pass
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def exists(self, key):
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return False
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def set_ex(self, *a, **k):
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pass
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CUSTOMER = {"X-Debug-Role": "customer", "X-Debug-Actor": "CUST-9527", "X-Agent-Type": "customer"}
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ADVISOR = {"X-Debug-Role": "advisor", "X-Debug-Actor": "STAFF-10086", "X-Agent-Type": "advisor"}
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@pytest.fixture()
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def env(monkeypatch):
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engine = create_sqlite_engine()
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repo = RiskRepository(engine=engine)
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session_repo = SessionRepository(engine=engine)
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core_ro = CoreReadOnlyRepository(engine=engine)
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with engine.begin() as conn: # 归属种子（rbac-seed-reference 口径）
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conn.execute(
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text("INSERT INTO core_customer_advisor (advisor_id, customer_id, rel_status)"
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" VALUES ('STAFF-10086', 'CUST-9527', 'active'),"
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" ('STAFF-10087', 'CUST-1010', 'active')")
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)
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fake_redis = FakeRedis()
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monkeypatch.setattr(chat_mod, "_repo", lambda: repo)
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monkeypatch.setattr(chat_mod, "_session_repo", lambda: session_repo)
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monkeypatch.setattr(chat_mod, "_core_ro", lambda: core_ro)
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monkeypatch.setattr(memory_service, "_session_repo", lambda: session_repo)
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# T-04：Tool 节点经 tool_service 落库/查库，同一 sqlite 注入
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monkeypatch.setattr(tool_service, "_session_repo", lambda: session_repo)
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monkeypatch.setattr(tool_service, "_core_ro", lambda: core_ro)
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# T-04 复审：越权双写共用同一 sqlite 仓储——漏打桩会写脏本机演示 MySQL
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monkeypatch.setattr(tool_service, "_risk_repo", lambda: repo)
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monkeypatch.setattr(risk_api, "_repo", lambda: repo)
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monkeypatch.setattr(audit_mod, "_repo", lambda: repo)
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monkeypatch.setattr(deps_mod, "RiskRepository", lambda: repo)
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monkeypatch.setattr(redis_gateway, "_gateway", fake_redis)
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yield {"client": TestClient(app), "repo": repo, "engine": engine, "redis": fake_redis}
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engine.dispose()
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def _rows(engine, sql, **params):
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with engine.connect() as conn:
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return [dict(r) for r in conn.execute(text(sql), params).mappings().all()]
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def test_chat_new_session_creates_session_and_messages(env):
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r = env["client"].post("/api/chat", json={"message": "查一下我的持仓"}, headers=CUSTOMER)
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assert r.status_code == 200
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body = r.json()
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assert body["session_id"].startswith("sess-")
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assert body["agent_type"] == "customer"
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assert body["customer_id"] == "CUST-9527"
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assert body["has_disclaimer"] is True # 客户对外口径（降级回复同样经 guard）
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assert body["trace_id"] == r.headers["X-Trace-Id"]
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sessions = _rows(env["engine"], "SELECT * FROM agent_session")
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assert len(sessions) == 1
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s = sessions[0]
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assert (s["actor_id"], s["agent_type"], s["actor_role"], s["customer_id"]) == (
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"CUST-9527", "customer", "customer", "CUST-9527"
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)
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assert s["trace_id"] == body["trace_id"] # 手册 §9：会话绑定 trace_id
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msgs = _rows(
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env["engine"],
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"SELECT role, has_disclaimer FROM agent_message ORDER BY seq_no",
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)
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assert [(m["role"], m["has_disclaimer"]) for m in msgs] == [("user", 0), ("assistant", 1)]
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def test_chat_resume_appends_messages(env):
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sid = env["client"].post("/api/chat", json={"message": "第一句"}, headers=CUSTOMER).json()["session_id"]
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r = env["client"].post("/api/chat", json={"message": "第二句", "session_id": sid}, headers=CUSTOMER)
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assert r.status_code == 200 and r.json()["session_id"] == sid
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msgs = _rows(env["engine"], "SELECT seq_no, role FROM agent_message ORDER BY seq_no")
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assert [m["role"] for m in msgs] == ["user", "assistant", "user", "assistant"]
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assert [m["seq_no"] for m in msgs] == [1, 2, 3, 4]
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def test_chat_redis_window_written(env):
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r = env["client"].post("/api/chat", json={"message": "hi"}, headers=CUSTOMER)
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sid = r.json()["session_id"]
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key = f"sess:customer:{sid}:msgs"
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items = [json.loads(x) for x in env["redis"].lists[key]]
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assert [(m["role"], m["content"]) for m in items] == [("user", "hi"), ("assistant", items[1]["content"])]
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assert env["redis"].ttls[key] == 2 * 3600
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def test_chat_redis_down_degrades(env, monkeypatch):
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"""Redis 异常降级：窗口读写失败不阻塞对话（MySQL 为权威）。"""
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env["redis"].fail = True
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r = env["client"].post("/api/chat", json={"message": "hi"}, headers=CUSTOMER)
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assert r.status_code == 200
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def test_chat_session_of_other_actor_denied(env):
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sid = env["client"].post("/api/chat", json={"message": "第一句"}, headers=CUSTOMER).json()["session_id"]
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other = {**CUSTOMER, "X-Debug-Actor": "CUST-1001"}
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r = env["client"].post("/api/chat", json={"message": "续聊", "session_id": sid}, headers=other)
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assert r.status_code == 403 and r.json()["error_code"] == "AUTH_403_SESSION_AGENT"
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assert _rows(env["engine"], "SELECT 1 FROM audit_log WHERE decision = 'forbidden'")
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def test_chat_session_of_other_agent_type_denied(env):
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sid = env["client"].post("/api/chat", json={"message": "第一句"}, headers=CUSTOMER).json()["session_id"]
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r = env["client"].post(
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"/api/chat",
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json={"message": "续聊", "session_id": sid},
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headers={**ADVISOR, "X-Agent-Type": "advisor"},
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)
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assert r.status_code == 403 and r.json()["error_code"] == "AUTH_403_SESSION_AGENT"
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def test_chat_customer_forged_customer_id_denied(env):
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r = env["client"].post(
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"/api/chat", json={"message": "hi", "customer_id": "CUST-1001"}, headers=CUSTOMER
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)
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assert r.status_code == 403 and r.json()["error_code"] == "AUTH_403_NOT_OWNER"
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def test_chat_advisor_assigned_customer_ok(env):
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r = env["client"].post(
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"/api/chat", json={"message": "客户情况如何", "customer_id": "CUST-9527"}, headers=ADVISOR
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)
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assert r.status_code == 200
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body = r.json()
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assert body["customer_id"] == "CUST-9527"
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assert body["has_disclaimer"] is False # 内部角色无免责声明
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def test_chat_advisor_not_assigned_denied(env):
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r = env["client"].post(
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"/api/chat", json={"message": "hi", "customer_id": "CUST-1010"}, headers=ADVISOR
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)
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assert r.status_code == 403 and r.json()["error_code"] == "AUTH_403_NOT_ASSIGNED"
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def test_chat_agent_type_missing_or_invalid(env):
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r = env["client"].post(
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"/api/chat", json={"message": "hi"}, headers={"X-Debug-Role": "customer", "X-Debug-Actor": "CUST-9527"}
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)
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assert r.status_code == 401 and r.json()["error_code"] == "AUTH_401_MISSING_AGENT_TYPE"
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r2 = env["client"].post("/api/chat", json={"message": "hi"}, headers={**CUSTOMER, "X-Agent-Type": "ops"})
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assert r2.status_code == 400
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def test_chat_agent_mismatch_debug_channel(env):
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"""手册 §5.4：advisor 角色不能进 customer agent（debug 通道同样强制）。"""
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r = env["client"].post(
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"/api/chat", json={"message": "hi"}, headers={**ADVISOR, "X-Agent-Type": "customer"}
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)
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assert r.status_code == 403 and r.json()["error_code"] == "AUTH_403_AGENT_MISMATCH"
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def test_chat_session_not_found_and_closed(env):
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r = env["client"].post("/api/chat", json={"message": "hi", "session_id": "sess-nope"}, headers=CUSTOMER)
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assert r.status_code == 404
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sid = env["client"].post("/api/chat", json={"message": "hi"}, headers=CUSTOMER).json()["session_id"]
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with env["engine"].begin() as conn:
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conn.execute(text("UPDATE agent_session SET status = 'closed' WHERE session_id = :s"), {"s": sid})
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r2 = env["client"].post("/api/chat", json={"message": "hi", "session_id": sid}, headers=CUSTOMER)
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assert r2.status_code == 409 and r2.json()["error_code"] == "STATE_CONFLICT"
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# ---------- T-04 Tool 全链路（经真路由栈触发 Tool 节点） ----------
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def test_chat_tool_holdings_full_link(env):
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"""持仓关键词触发 Tool：agent_tool_call 落库（trace/session 贯通）+ 降级回复带摘要。"""
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r = env["client"].post("/api/chat", json={"message": "查一下我的持仓"}, headers=CUSTOMER)
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assert r.status_code == 200
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body = r.json()
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rows = _rows(env["engine"], "SELECT * FROM agent_tool_call")
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assert len(rows) == 1
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row = rows[0]
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assert (row["session_id"], row["trace_id"], row["tool_name"], row["status"]) == (
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body["session_id"], body["trace_id"], "query_holdings", "success"
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)
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assert "LLM 未配置" in body["reply"] # env 无 key 走降级
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assert "持仓查询" in body["reply"] # 降级回复携带 Tool 摘要（env 无持仓种子 → 0 笔）
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def test_chat_tool_no_intent_no_call(env):
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r = env["client"].post("/api/chat", json={"message": "今天天气如何"}, headers=CUSTOMER)
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assert r.status_code == 200
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assert _rows(env["engine"], "SELECT 1 FROM agent_tool_call") == []
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def test_chat_tool_advisor_profile_query(env):
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"""advisor（已分配）测评关键词 → L0 查询 success（A-01 归属链路）。"""
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with env["engine"].begin() as conn:
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conn.execute(
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text(
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"INSERT INTO core_customer (customer_id, display_name, age, is_active)"
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" VALUES ('CUST-9527', '张三', 45, 1)"
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)
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)
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conn.execute(
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text(
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"INSERT INTO core_customer_risk (customer_id, risk_code, evaluated_at)"
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" VALUES ('CUST-9527', 'B', '2026-08-01 10:00:00')"
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)
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)
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r = env["client"].post(
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"/api/chat", json={"message": "客户的风险测评等级", "customer_id": "CUST-9527"}, headers=ADVISOR
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)
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assert r.status_code == 200
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rows = _rows(env["engine"], "SELECT tool_name, status FROM agent_tool_call")
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assert [(x["tool_name"], x["status"]) for x in rows] == [("query_customer_profile", "success")]
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def test_chat_tool_risk_agent_no_intent_rule(env):
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"""risk 分支无意图规则（C1/C2 接风控 Tool），不触发 Core RO 查询。"""
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r = env["client"].post(
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"/api/chat",
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json={"message": "查一下我的持仓", "customer_id": "CUST-9527"},
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headers={"X-Debug-Role": "risk_officer", "X-Debug-Actor": "STAFF-30001", "X-Agent-Type": "risk"},
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)
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assert r.status_code == 200
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assert _rows(env["engine"], "SELECT 1 FROM agent_tool_call") == []
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# ---------- JWT 通道（生产主链路 · 评审 P2-3） ----------
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def test_chat_jwt_customer_new_session(env):
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tok = auth_service.issue_dev_token(
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sub="CUST-9527", roles=["customer"], token_type="customer", customer_id="CUST-9527"
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)
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r = env["client"].post(
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"/api/chat", json={"message": "查持仓"},
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headers={"Authorization": f"Bearer {tok}", "X-Agent-Type": "customer"},
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)
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assert r.status_code == 200
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body = r.json()
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assert body["customer_id"] == "CUST-9527" and body["has_disclaimer"] is True
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s = _rows(env["engine"], "SELECT actor_id, actor_role FROM agent_session")[0]
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assert (s["actor_id"], s["actor_role"]) == ("CUST-9527", "customer")
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def test_chat_jwt_advisor_not_assigned_denied(env):
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tok = auth_service.issue_dev_token(sub="STAFF-10086", roles=["advisor"])
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r = env["client"].post(
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"/api/chat", json={"message": "hi", "customer_id": "CUST-1010"},
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headers={"Authorization": f"Bearer {tok}", "X-Agent-Type": "advisor"},
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)
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assert r.status_code == 403 and r.json()["error_code"] == "AUTH_403_NOT_ASSIGNED"
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def test_chat_jwt_agent_mismatch_denied(env):
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tok = auth_service.issue_dev_token(sub="STAFF-30001", roles=["risk_officer"])
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r = env["client"].post(
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"/api/chat", json={"message": "hi"},
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headers={"Authorization": f"Bearer {tok}", "X-Agent-Type": "customer"},
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)
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assert r.status_code == 403 and r.json()["error_code"] == "AUTH_403_AGENT_MISMATCH"
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